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          Tax Challenges for Social Media Influencers & Podcasters – How Vine Advisors Can Help

          The rise of social media has created…

          Commodity Procurement, Asset Optimization, and Risk Management

          Service Type: Marketing, Procurement, and Trading Project:…

          Food and Ingredient Manufacturer with Commodity Supply Chain

          Service Type: Governance, Strategy and Operations Project:…

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Regulatory Compliance

Mitigate Compliance Risk with Expertise

Complimentary Consultation

Our specialists will help you navigate ever-changing regulatory environments and requirements. We employ a holistic approach to serving our clients across a diverse set of service offerings.

Our Specialties

Compliance Program Assessments

We perform detailed, regulatory compliance program assessments, evaluating the current and pending federal and state requirements and refining monitoring business practices and controls accordingly.

Compliance Policies, Guidelines and Processes

Let us help you cultivate and implement leading-practice regulatory compliance governance structures in the following areas:

  • Assessing policies, guidelines, business processes and controls
  • Modifying and implementing organizational change
  • Instilling a proactive approach to managing compliance across your team

Compliance Reporting and Dashboards

Leveraging our depth of experience with complex data management and digital transformation, we’ll help you identify, measure, monitor and report activities as required by regulatory agencies. Our services also include:

  • Reporting templates and dashboard reports for both line and executive management
  • Data extraction from systems and business intelligence platforms
  • Refinement of current reports to emphasize value-added performance metrics

Compliance System Selections and Implementations

We work with you to identify, select, implement and integrate information technology solutions to support regulatory compliance programs. This includes:

  • Identifying and implementing solutions that could be stand-alone or integrated into other enterprise applications
  • Refining business requirements and processes in support of current compliance technology solutions
  • Customizing internal business rules to address existing and new regulatory compliance requirements
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Industries We Serve
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Agriculture

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Chemicals

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Financial Services

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Life Sciences

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Manufacturing

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Oil & Gas

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Power & Utilities

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Public Agencies

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Transportation

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Renewables

Our Approach

1

Identify & Evaluate

2

Define & Design

3

Develop & Configure

4

Test & Validate

5

Implement & Integrate

6

Train & Learn
Complimentary Consultation
Ready to get started?

Book a free 60-minute consultation with one of our experts to learn how we craft custom solutions for any business, at any stage of growth. It would be our honor to serve you.

Complimentary Consultation
Related Case Studies

Tax Challenges for Social Media Influencers & Podcasters – How Vine Advisors Can Help

Tax Challenges for Social Media Influencers & Podcasters – How Vine Advisors Can Help

The rise of social media has created a booming industry of influencers and podcasters who generate revenue through various digital […]

Read More

Commodity Procurement, Asset Optimization, and Risk Management

Commodity Procurement, Asset Optimization, and Risk Management

Service Type: Marketing, Procurement, and Trading Project:  Commodity trading, Asset Optimization, and Risk Management Mandate Context:  Our client, a prominent […]

Read More

Food and Ingredient Manufacturer with Commodity Supply Chain

Food and Ingredient Manufacturer with Commodity Supply Chain

Service Type: Governance, Strategy and Operations Project: End-to-End ERP and Commodity Management System Mandate Context:  A privately-held manufacturer of foodstuffs […]

Read More
Get in Touch
Yellow and green profile icon for Thad.

Thad Malit

713-244-8680 x103
tmalit@thevineadvisors.com
View Profile on LinkedIn

Pragnya's areas of interest include the application of Machine Learning and new–age techniques to solve problems in Risk...

Pragnya Dharmigari

(713) 821-7064 x118
pdharmigari@thevineadvisors.com
View Profile on LinkedIn

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