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Vine Advisors

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          The art (and science) of breaking into the American market

          Service Type: Deal Sourcing Project: Vendor Acquisition…

          Private Equity Backed Energy Services

          Service Type: Post Merger Integration Project: Post-Acquisition…

          NASDAQ-Listed Specialty Refining Company

          Context: We were hired to evaluate the…

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Regulatory Compliance

Mitigate Compliance Risk with Expertise

Complimentary Consultation

Our specialists will help you navigate ever-changing regulatory environments and requirements. We employ a holistic approach to serving our clients across a diverse set of service offerings.

Our Specialties

Compliance Program Assessments

We perform detailed, regulatory compliance program assessments, evaluating the current and pending federal and state requirements and refining monitoring business practices and controls accordingly.

Compliance Policies, Guidelines and Processes

Let us help you cultivate and implement leading-practice regulatory compliance governance structures in the following areas:

  • Assessing policies, guidelines, business processes and controls
  • Modifying and implementing organizational change
  • Instilling a proactive approach to managing compliance across your team

Compliance Reporting and Dashboards

Leveraging our depth of experience with complex data management and digital transformation, we’ll help you identify, measure, monitor and report activities as required by regulatory agencies. Our services also include:

  • Reporting templates and dashboard reports for both line and executive management
  • Data extraction from systems and business intelligence platforms
  • Refinement of current reports to emphasize value-added performance metrics

Compliance System Selections and Implementations

We work with you to identify, select, implement and integrate information technology solutions to support regulatory compliance programs. This includes:

  • Identifying and implementing solutions that could be stand-alone or integrated into other enterprise applications
  • Refining business requirements and processes in support of current compliance technology solutions
  • Customizing internal business rules to address existing and new regulatory compliance requirements
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Industries We Serve
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Agriculture

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Chemicals

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Financial Services

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Life Sciences

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Manufacturing

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Oil & Gas

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Power & Utilities

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Public Agencies

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Transportation

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Renewables

Our Approach

1

Identify & Evaluate

2

Define & Design

3

Develop & Configure

4

Test & Validate

5

Implement & Integrate

6

Train & Learn
Complimentary Consultation
Ready to get started?

Book a free 60-minute consultation with one of our experts to learn how we craft custom solutions for any business, at any stage of growth. It would be our honor to serve you.

Complimentary Consultation
Related Case Studies

The art (and science) of breaking into the American market

The art (and science) of breaking into the American market

Service Type: Deal Sourcing Project: Vendor Acquisition Strategy and Execution Introduction With our expertise in Mergers and Acquisitions in the […]

Read More

Private Equity Backed Energy Services

Private Equity Backed Energy Services

Service Type: Post Merger Integration Project: Post-Acquisition Audit Support Services Context: Our client was required to undergo a post-acquisition audit […]

Read More

NASDAQ-Listed Specialty Refining Company

NASDAQ-Listed Specialty Refining Company

Context: We were hired to evaluate the assets of a special-purpose vehicle created in a transaction with a private investor […]

Read More
Get in Touch
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Chris Stratton

713-244-8680 x101
cstratton@thevineadvisors.com
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Thad Malit

713-244-8680 x103
tmalit@thevineadvisors.com
View Profile on LinkedIn

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